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Compliance and Operational Risk Testing Analyst Senior - ECORT (Hybrid)

Company: USAA
Location: Mesquite
Posted on: August 6, 2022

Job Description:

Purpose of Job We are seeking a dedicated Senior Compliance and Operational Risk Testing Analyst to work a hybrid schedule from one of our regional offices in San Antonio TX or Plano TX.

USAA values a culture that is highly collaborative, and we have found that a hybrid work type helps employees gain the best of both worlds - collaborating in-person in the office and working from home when needed to achieve focused results. The actual onsite days are agreed upon between each employee and the employee s manager.

As a Compliance and Operational Risk Testing Analyst Senior in the Enterprise Compliance and Operations Risk Testing (ECORT) Team, Program Office, you will be responsible for supporting the execution and sustainability efforts of the Enterprise Testing Program by providing feedback, effective challenge, and guidance for continuous enhancements of the Programs. This will be executed by supporting the development and/or revisions of ECORT approved Program documents (i.e., procedures, templates, etc.), support in training ECORT staff and personnel for testing activities of FLOD/SLOD control testing, governance, and/or oversight programs, and support the execution of ECORT testing initiatives that may be in response to meeting business needs, objectives, and/or regulatory commitments.

As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst executes independent testing under the Enterprise Testing program methodology to ensure departmental processes and activities comply with applicable rules, regulations, policies and procedures. The incumbent will compile and retain well documented work papers to create accurate and concise written reports including issues, root cause and recommended corrective action. Job Requirements About USAA USAA knows what it means to serve. We facilitate the financial security of millions of U.S. military members and their families. This singular mission requires a dedication to innovative thinking at every level. Primary Responsibilities:

  • Develops the steps needed to test and/or analyze compliance with complex policies/procedures and laws/regulations.
  • Conducts appropriate, independent testing to ensure operational risks and compliance requirements are adhered to.
  • Prepares detailed and objective work papers to support conclusions.
  • Reviews issues and findings to provide effective challenge and quality of supporting documentation.
  • Performs complex qualitative analysis of data
  • Identifies potential control weaknesses and makes recommendations to remediate issues.
  • Manages all aspects of a compliance and operational risk test from end to end.
  • Serves as a resource to team members on escalated issues.
  • Builds, develops, and maintains relationships with business and internal control partners (Audit, Risk & Compliance, Legal) to facilitate collaboration between all lines of defense for testing. Minimum Requirements:
    • Bachelor's degree OR 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree (10 years total without a degree).
    • 6 or more years of relevant work experience (internal/external audit, operational risk/compliance testing, quality assurance)
    • Demonstrated experience interpreting and applying federal and state laws and regulations and guidance or operational risk principles/concepts.
    • Advanced knowledge of testing techniques and data analysis principles, as well as the ability to interpret subsequent results.
    • Demonstrated ability to communicate effectively at all levels of management.
    • Proficiency in Excel, Word, and PowerPoint Preferred Experience:
      • Possess one or more of the following certifications: Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA).
      • Ability to present complex ideas in a clearly articulated, easy to understand format.
      • Advanced knowledge of Microsoft Excel to include Pivot Tables, Macros, Formulas, Functions, etc.The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job.Compensation:USAA has an effective process for assessing market data and establishing ranges to ensure we remain competitive. You are paid within the salary range based on your experience and market position. The salary range for this position is: $88,200 - $158,900 Employees may be eligible for pay incentives based on overall corporate and individual performance or at the discretion of the USAA Board of Directors. Geographical Differential: Geographic pay differential is additional pay provided to eligible employees working in locations where market pay levels are above the national average. Shift premium: will be addressed on an individual-basis for applicable roles that are consistently scheduled for non-core hours. Benefits:At USAA our employees enjoy best-in-class benefits to support their physical, financial, and emotional wellness. These benefits include comprehensive medical, dental and vision plans, 401(k), pension, life insurance, parental benefits, adoption assistance, paid time off program with paid holidays plus 16 paid volunteer hours, and various wellness programs. Additionally, our career path planning and continuing education assists employees with their professional goals.Please click on the link below for more details. USAA Total Rewards Relocation assistance is not available for this position.

Keywords: USAA, Mesquite , Compliance and Operational Risk Testing Analyst Senior - ECORT (Hybrid), Professions , Mesquite, Texas

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