Compliance and Operational Risk Testing Analyst Senior - ECORT (Hybrid)
Posted on: August 6, 2022
Purpose of Job We are seeking a dedicated Senior Compliance and
Operational Risk Testing Analyst to work a hybrid schedule from one
of our regional offices in San Antonio TX or Plano TX.
USAA values a culture that is highly collaborative, and we have
found that a hybrid work type helps employees gain the best of both
worlds - collaborating in-person in the office and working from
home when needed to achieve focused results. The actual onsite days
are agreed upon between each employee and the employee s
As a Compliance and Operational Risk Testing Analyst Senior in the
Enterprise Compliance and Operations Risk Testing (ECORT) Team,
Program Office, you will be responsible for supporting the
execution and sustainability efforts of the Enterprise Testing
Program by providing feedback, effective challenge, and guidance
for continuous enhancements of the Programs. This will be executed
by supporting the development and/or revisions of ECORT approved
Program documents (i.e., procedures, templates, etc.), support in
training ECORT staff and personnel for testing activities of
FLOD/SLOD control testing, governance, and/or oversight programs,
and support the execution of ECORT testing initiatives that may be
in response to meeting business needs, objectives, and/or
As a member of the second line of defense, the Compliance and
Operational Risk Testing Analyst executes independent testing under
the Enterprise Testing program methodology to ensure departmental
processes and activities comply with applicable rules, regulations,
policies and procedures. The incumbent will compile and retain well
documented work papers to create accurate and concise written
reports including issues, root cause and recommended corrective
action. Job Requirements About USAA USAA knows what it means to
serve. We facilitate the financial security of millions of U.S.
military members and their families. This singular mission requires
a dedication to innovative thinking at every level. Primary
- Develops the steps needed to test and/or analyze compliance
with complex policies/procedures and laws/regulations.
- Conducts appropriate, independent testing to ensure operational
risks and compliance requirements are adhered to.
- Prepares detailed and objective work papers to support
- Reviews issues and findings to provide effective challenge and
quality of supporting documentation.
- Performs complex qualitative analysis of data
- Identifies potential control weaknesses and makes
recommendations to remediate issues.
- Manages all aspects of a compliance and operational risk test
from end to end.
- Serves as a resource to team members on escalated issues.
- Builds, develops, and maintains relationships with business and
internal control partners (Audit, Risk & Compliance, Legal) to
facilitate collaboration between all lines of defense for testing.
- Bachelor's degree OR 4 additional years of related experience
beyond the minimum required may be substituted in lieu of a degree
(10 years total without a degree).
- 6 or more years of relevant work experience (internal/external
audit, operational risk/compliance testing, quality assurance)
- Demonstrated experience interpreting and applying federal and
state laws and regulations and guidance or operational risk
- Advanced knowledge of testing techniques and data analysis
principles, as well as the ability to interpret subsequent
- Demonstrated ability to communicate effectively at all levels
- Proficiency in Excel, Word, and PowerPoint Preferred
- Possess one or more of the following certifications: Certified
Regulatory Compliance Manager (CRCM), Certified Anti-Money
Laundering Specialist (CAMS), Certified Internal Auditor
- Ability to present complex ideas in a clearly articulated, easy
to understand format.
- Advanced knowledge of Microsoft Excel to include Pivot Tables,
Macros, Formulas, Functions, etc.The above description reflects the
details considered necessary to describe the principal functions of
the job and should not be construed as a detailed description of
all the work requirements that may be performed in the
job.Compensation:USAA has an effective process for assessing market
data and establishing ranges to ensure we remain competitive. You
are paid within the salary range based on your experience and
market position. The salary range for this position is: $88,200 -
$158,900 Employees may be eligible for pay incentives based on
overall corporate and individual performance or at the discretion
of the USAA Board of Directors. Geographical Differential:
Geographic pay differential is additional pay provided to eligible
employees working in locations where market pay levels are above
the national average. Shift premium: will be addressed on an
individual-basis for applicable roles that are consistently
scheduled for non-core hours. Benefits:At USAA our employees enjoy
best-in-class benefits to support their physical, financial, and
emotional wellness. These benefits include comprehensive medical,
dental and vision plans, 401(k), pension, life insurance, parental
benefits, adoption assistance, paid time off program with paid
holidays plus 16 paid volunteer hours, and various wellness
programs. Additionally, our career path planning and continuing
education assists employees with their professional goals.Please
click on the link below for more details. USAA Total Rewards
Relocation assistance is not available for this position.
Keywords: USAA, Mesquite , Compliance and Operational Risk Testing Analyst Senior - ECORT (Hybrid), Professions , Mesquite, Texas
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